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regulatory associate jobs in Glasgow
Finance Regulatory Controller - Director (equivalent to AVP) Join to apply for the Finance Regulatory Controller - Director (equivalent to AVP) role at Lombard Counseling and Psychological Services Overview Finance Regulatory Controller Director (AVP), Glasgow. Regulatory Controllers ensure that Morgan Stanley maintains adequate capital resources to meet the firm's investment business...
You will work with financial institutions and large corporations in relation to complex internal and external investigations and regulatory enforcement proceedings on a range of matters.
You will maintain client relationships, contribute to business development and thought leadership, raise your own profile, and support the continued growth of the practice.
You will work closely with a cross-office team supporting major financial institutions and multinational clients across sectors such as finance, energy, pharmaceuticals, and media.
FCR Associate – New Business Enablement Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries. As a market leader, the...
We seek an experienced Associate Director, Gen AI Architect, specialising in the Energy, Resources & Industrials (ER&I) sector, to join our AI & Data team. This role is pivotal in driving the adoption and implementation of Gen AI solutions within ER&I.Generative AI is transforming ER&I, offering unprecedented opportunities for optimization, enhanced decision-making, and new revenue streams. A...
CreditSights is currently seeking an Associate Data Analyst based out of our Glasgow office Join CreditSights as an Associate Data Analyst in our Glasgow office, a recognised hub for innovation and operational excellence. Our Glasgow team is at the forefront of developing and implementing data-driven solutions for the financial markets, collaborating across departments to deliver high-impact...
You will receive a comprehensive induction, training, and awareness sessions to support your effectiveness in the role - A commitment to provide the time (circa 20 days per annum) and energy required is essential.
Associate Wealth Planner An excellent opportunity for a part-qualified Wealth Planner to join a supportive and growing team. This role combines financial planning, paraplanning, and client service, giving you exposure to all areas of wealth management while supporting senior Planners. The Role - Provide advice on less complex matters. - Work closely with a senior Planner to build and...
You will be responsible for leading and managing client relationships via Intermediary partners. The role will require you to maintain existing client relationships and importantly identify new clients' relationships through key origination tactics and networks.
You will deliver net revenue growth by focusing on achieving the Intermediary team's net sales target.
You will work within a multidisciplinary team of engineers and support staff delivering a consistent high-quality service for clients, ensuring that repeat and new business opportunities are developed and profitability is achieved. In this key and varied role, you can expect to:
You will be responsible for: - Advising government (local, regional, national, international) on how to decarbonise transport in line with carbon budgets and net zero - Collaborating with other teams in our Mobility business and other Disciplines to identify the optimal solutions for addressing the decarbonisation challenge and their associated impacts
You will be responsible for delivering innovative and exciting projects from across the energy sector, either leading on these projects, or providing valuable contributions alongside other subject matter experts.
You will be able to summarise your analysis and assessments into concise reports, as well as presenting findings to the client via meetings and workshops.
Associate / Project Director - Project Controls Analytics Join to apply for the Associate / Project Director - Project Controls Analytics role at AECOM Company Description At AECOM, we're delivering a better world. Whether improving your commute, keeping the lights on, providing access to clean water or transforming skylines, our work helps people and communities thrive. We are the world's...
Control Group Manager - Compliance, Associate / Director (AVP equivalent) Glasgow JR022232 We're seeking someone to join us a Control Group Manager – Compliance, Associate / Director. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. The EMEA Compliance...
You will also work on large global projects with other lawyers across the firm globally.
You will maintain client relationships, contribute to business development and thought leadership, raising your own profile and supporting the continued growth of the practice.
You will be part of a team working on a variety of matters, gaining broad experience with first-rate clients.
You will play a key role in the continued growth of a large, established UK employment team, advising on the full spectrum of employment law matters.
You will be supported by a genuinely collaborative culture, with strong investment in training, development and long‐term career progression.
You will report to the Client Administrative Services Senior Manager and act as a key point of contact for both clients and client facing teams (CFT). Responsibilities within the team include but are not limited to the completion of tasks related to regional client reallocation, regulatory client call backs, W-8 BEN renewals, managing bereavement services, fee anomalies and CFT operating events.
This well-established UK law firm is seeking to appoint an experienced Managing Associate or Legal Director to its Tech, IP & Data team. The successful candidate will play a pivotal role advising on a broad spectrum of high-value technology projects and digital regulatory matters, including SaaS and cloud-based agreements, emerging technologies (AI and Web3), complex outsourcing, and digital...
Global Financial Crimes (GFC): Quality Assurance (QA) Associate Location: Glasgow, United Kingdom Job ID: JR025875 What You'll Do In The Role Performing population extraction and sampling of customers subject to Enhanced Due Diligence (EDD) for QA review Reviewing completed EDD items to complete analysis sheets containing procedural and analytical questions regarding the Enhanced Due...
You will have the opportunity to become a key member of this team, working with not only some of the largest global companies in one of the fastest growing and innovative industry sectors, but some of the newest and most entrepreneurial businesses too.
You will work closely with other parts of the Deloitte global network to deliver on fast-paced national and international projects.