Job Description SMF16 / SMF17 – Head of Compliance & MLRO Boutique Asset manager – Canary Wharf Location: Canary Wharf – 2 days per week in office Salary: £90k - £110k Level: Senior Management Function (SMF16 & SMF17) The Opportunity A boutique Asset Management firm based in canary wharf is seeking an experienced Head of Compliance & MLRO to take on the SMF16 and SMF17 functions. This is a...
Head of Audit Quality, Compliance, Professional Standards & MLRO Role Purpose To lead and strengthen the firms audit quality, regulatory compliance, professional standards and anti-money laundering governance, ensuring the firm consistently meets the requirements of: - ICAEW Practice Assurance and Audit Regulations - FRC Ethical Standard and ISQM 1 & 2 - UK Companies Act 2006 - Money...
Head of Risk & Compliance (MLRO) - Payments, EMI, Fin-TechLocation: London (City)Type: PermanentSalary: £80-£100k base + bonus & bensOverview Our client is a diversified, agile, fast-growing, technology-oriented Fintech company who aim to simplify, innovate, and develop the future of payments & banking technology. As well as being very well funded & enjoying a leadership team of tech & payments...
Job Description We are partnering with a high growth investment platform, who require a hands-on experienced compliance generalist for an initial 6 month period. This will be a hybrid day rate role, based out of their office in the city. The contract will be outside of IR35 and the rate is in the region of £600 - £700 per day. Responsibilities: - Delivering high-quality compliance oversight...
You will drive implementation of compliance control, processes and required operations under the regulatory and AML/CTF programs. The successful candidate will work as an integrated part of our global Compliance team, leveraging the broader organization and resources to ensure that we maintain an effective AML/CTF program and meet all our regulatory compliance obligations.
About Us Roots Funding ("RF") is a global investment and fundraising marketplace connecting high-potential startups, SMEs, and ventures with investors worldwide. Our mission is to democratize access to private markets across sectors like fintech, medtech, space-tech, and real estate - fostering growth through innovative equity and debt solutions. The Role We are seeking an experienced Compliance...
A competitive investment firm in London is seeking a Part-time Head of Compliance & MLRO to ensure compliance and manage regulatory requirements. This role offers the chance to integrate Compliance into the business and potentially become a Partner. Ideal candidates should have a strong background in retail investment management, excellent communication skills, and the ability to engage...
Part-time Head of Compliance & MLRO (SMF16 & 17) Location: London (Hybrid – 2 days in the London office, 1 day working from home) What's in it for you? The chance to join a small but ambitious firm that places Compliance at the heart of its operations. The firm believes the Head of Compliance should be fully integrated into the business, rather than sitting in an ivory tower. Once proven in the...
Job Description •Subject matter expert in AML and provide financial crime advisory to our operations and technology teams ensuring sound financial crime risk management practices •Designing and implementing appropriate Risk, Compliance and Financial Crime frameworks across the business •Undertaking risk assessment of new products and services •Main point of contact with the FCA and other...
You will be given the autonomy and support to push on with this. As the MLRO, you will ensure regular AML and fraud prevention training sessions for staff so that they are aware of and understand compliance obligations and best practices to mitigate any regulatory failings.
A leading finance organization in London is seeking a Head of Compliance and MLRO specialized in Private Banking. This pivotal role requires over 10 years of UK banking compliance experience, encompassing direct engagement with regulators like the FCA and PRA. Responsibilities include overseeing AML frameworks and ensuring regulatory compliance across the bank. The successful candidate will...
You will be the primary point of contact for the FCA, NCA, and other regulatory bodies, ensuring the firm not only meets but exceeds its regulatory obligations. As the head of the second line of defence, you will provide critical oversight for our subsidiary's operations, working closely with their Head of Compliance to ensure group-wide alignment.
A small, privately owned trust business in the United Kingdom is looking for a Trust Director to manage day-to-day operations of a client portfolio and support board duties. The ideal candidate should have a minimum of ten years of experience, strong management skills, and a passion for contributing to an employee-focused organization. This role offers the chance to make a significant impact in a...
Head of Compliance & MLROLocation: London office 1-2 times a weekOur client, a leading electronic money organisation in the payments and fintech sector, is seeking a Head of Compliance & MLRO to lead and develop their compliance and financial crime function. This is a key role overseeing the firm’s compliance framework, risk management, and regulatory relationships — ensuring the business remains...
Get AI-powered advice on this job and more exclusive features. This range is provided by CRS. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Contract – 12 month contract depending on the assignment completion My client is an innovative fintech with an award-winning lending solution distributed through brokers, direct to businesses & most...
Head of Compliance and MLRO – Private Banking We have been instructed by an international Private, corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, private banking and real estate services. Responsibilities Act as SMF16 (Compliance Oversight) and SMF17 (MLRO) under the FCA Senior Managers Regime. Lead engagement with UK...
A compliance-focused organization in the United Kingdom is looking for a Trust & Company Director / DMLRO to ensure adherence to regulatory requirements. This full-time position involves overseeing anti-money laundering policies and conducting risk assessments. Candidates should possess strong experience in MLRO roles, excellent communication skills, and a deep understanding of compliance...
Head of Risk & Compliance (MLRO) - Payments, EMI, Fin-Tech Location: London (City) Type: Permanent Salary: £80-£100k base + bonus & bens Overview Our client is a diversified, agile, fast-growing, technology-oriented Fintech company who aim to simplify, innovate, and develop the future of payments & banking technology. As well as being very well funded & enjoying a leadership team of tech &...
You must also be happy working in a hands‐on manner – you'll never be far from the coalface.
A global investment platform is seeking a Compliance Officer & MLRO to ensure regulatory compliance and manage AML/CTF frameworks. This role involves overseeing compliance policies, conducting investigations, and engaging with stakeholders. Ideal candidates should have over 3 years of experience in compliance within financial services and a strong grasp of UK regulations. This position offers...