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compliance assistant jobs in Trafford
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine...
About the Role: We invite a UK Compliance Proxy Director to assist with opening a UK bank account and maintaining corporate compliance. This part-time, non-operational role requires minimal involvement. Expect 1–2 hours for initial setup in the first month, followed by occasional light tasks—sometimes just minutes or none at all. After the bank account is set up, the role becomes a passive,...
Job Title: Compliance Executive Location: Sharston, M22 4SN Salary: Up to £35,000 per annum, dependent on experience Job type: Full time, Permanent About Us: Established in 2000, Express Solicitors is an award-winning law firm that deals with personal injury and clinical negligence claims. Based in Manchester, we serve clients nationwide and are currently ranked 64 out of more than 10,000...
You will be responsible for managing data relating to compliance; advising and updating the Compliance & Casework Team Leader on any failure to meet the requirements.
You will also be required to provide regular performance management reports and working the teams to improve performance.
We are looking for a lead Compliance Manager/Officer to come in and join a Wealth Management and Financial Planning firm on a 3-6 month engagement. Key Responsibilities of the Compliance Manager: - Lead business-as-usual compliance tasks including regulatory change, product governance, Consumer Duty, FCA matters, and AML/Financial Crime issues - Maintaining the risk register and preparing...
Are you a building services engineer or a facilities manager with a technical background? Would you be interested in a change in career? We are looking for individuals from a facilities background who would be interested in working on the consultancy side. You would be involved in asset registers, asset verification, identifying condition of plant and compliance audits. TSA are currently...
We are working with a global law firm to hire a Compliance Analyst to join their team in Manchester. This is an excellent opportunity to join a highly regarded international law firm and play a key role in ensuring that all new business is taken on in line with the firm’s legal, regulatory, and risk management obligations.This is a varied role where you’ll assist partners and fee earners with the...
You will work remotely from any address in the UK (excluding Northern Ireland) that is 100 miles outside central London.
You will have the opportunity to be involved in exciting, high-profile banking and finance transactions across a range of different specialist areas, such as real estate finance, securitisation, energy finance and leveraged finance.
⭐️ Senior Compliance Officer 📍 Manchester 💰 c.£60,000+ Benefits An established and growing Independent Financial Adviser (IFA) firm based in Manchester is seeking an experienced Senior Compliance Officer to join its Compliance team. This is a key role supporting the Head of Compliance and wider business in maintaining high regulatory standards and delivering positive client outcomes. The...
An international law firm is looking for a Conflicts & Compliance Analyst to join its Risk & Compliance team on a 12-month fixed term contract, based in Manchester. This Conflicts & Compliance Analyst role would suit someone who is at an early stage of their compliance career and is looking to build and develop their career within a global firm. Key Responsibilities for the Conflicts & Compliance...
You will play a key part in monitoring the performance of our suppliers, flagging any non-compliant works undertaken is communicated directly to contractors. Top Responsibilities - Undertake site visits to ensure the service provided by the facilities contractor meets the standard set out in the contract specification.
Our client, a leading Financial Services firmare looking for a Compliance Monitoring Officertojoin theteam on a permanent basis. The full job description covers all associated skills, previous experience, and any qualifications that applicants are expected to have. As Compliance Monitoring Officer you will assist the Company in the management of regulatoryrisk by undertaking independent...
Overview Applying for this role is straight forward Scroll down and click on Apply to be considered for this position. Risk and Compliance Officer Vacancy Available Rate: £26,000 per year Venn Group are currently working with a law firm based in Manchester who are looking to bring in a Risk and Compliance Officer on a 6-month Fixed Term Contract. Responsibilities - - Reviewing ID3 checks,...
We are working with a global law firm to hire a Compliance Analyst to join their team in Manchester. This is an excellent opportunity to join a highly regarded international law firm and play a key role in ensuring that all new business is taken on in line with the firm’s legal, regulatory, and risk management obligations. This is a varied role where you’ll assist partners and fee earners with...
An international law firm is looking for a Conflicts & Compliance Analyst to join its Risk & Compliance team on a 12-month fixed term contract, based in Manchester. This Conflicts & Compliance Analyst role would suit someone who is at an early stage of their compliance career and is looking to build and develop their career within a global firm. Key Responsibilities for the Conflicts &...
We are looking for a lead Compliance Manager/Officer to come in and join a Wealth Management and Financial Planning firm on a 3-6 month engagement. Key Responsibilities of the Compliance Manager: Lead business-as-usual compliance tasks including regulatory change, product governance, Consumer Duty, FCA matters, and AML/Financial Crime issues Maintaining the risk register and preparing regulatory...
About the Role: We are seeking a UK Resident Corporate Compliance Director to facilitate the opening of a UK bank account and ensure ongoing corporate compliance. This is a part-time, non-operational position requiring minimal involvement. The initial setup may involve 1–2 hours in the first month, followed by occasional light tasks in subsequent months—often just a few minutes, or no work at...
⭐️ Senior Compliance Officer📍 Manchester💰 c.£60,000+ BenefitsAn established and growing Independent Financial Adviser (IFA) firm based in Manchester is seeking an experienced Senior Compliance Officer to join its Compliance team. This is a key role supporting the Head of Compliance and wider business in maintaining high regulatory standards and delivering positive client outcomes.The successful...
We are working with a leading UK law firm to hire a Junior Conflicts Advisor to join their team in Manchester. In this role, you’ll support the firm’s client and matter take-on processes, providing essential analysis and advice on conflicts of interest, confidentiality, and related risk issues. You’ll play a key part in helping the firm manage compliance obligations while supporting lawyers to...
⭐️ Senior Compliance Officer📍 Manchester💰 c.£60,000+ BenefitsAn established and growing Independent Financial Adviser (IFA) firm based in Manchester is seeking an experienced Senior Compliance Officer to join its Compliance team. This is a key role supporting the Head of Compliance and wider business in maintaining high regulatory standards and delivering positive client outcomes.The successful...